Aipedia: Optometrists and opticians
Patients should be told when AI helps assess their scans, images or symptoms, and told that the optometrist makes the decision. Transparency supports valid consent under GOC Standard 3 and is set to become an explicit College expectation.
Part of: AI in Optometrists and opticians
In short
GOC Standards 2 and 3 require effective communication and valid consent, and Standard 14 protects the confidentiality of images and data, including images shared online. The College of Optometrists' draft 2026 Guidance for Professional Practice adds transparency with patients as an expectation in its new AI section, and proposes a professional duty of candour for all registrants. GOC Standard 19.1 already requires openness when things go wrong, including AI-related errors. Where significant decisions on health data are made solely by automated means, section 80 of the Data (Use and Access) Act 2025 adds restrictions. Clear, short explanations and good records are the practical answer.
Patients may expect to know how decisions about them are made. In optometry, AI may analyse OCT scans, grade fundus photographs, suggest referral urgency or draft the record. A patient who later learns that software played a part, and was not told, may feel misled even if care was good. If something went wrong, lack of transparency can turn a clinical question into a trust problem and a complaint.
Transparency also protects the optometrist. Explaining that software assists but does not decide sets the right expectation: the patient knows a professional looked at their eyes. It also prompts the optometrist to be able to say, in plain words, what the tool does and what it does not do, which Standard 5.3 on keeping aware of digital technologies already expects.
The standards and guidance that shape what you tell patients are:
Explanations do not need to be long. A practical approach:
Practice leaflets, website notices and privacy information help, but a short spoken explanation at the point of care is what most patients remember. Record that it was given and any objection.
Illustrative scenario: a practice discovers that its fundus grading tool was set to analyse only the central retina for several months, and that some patients' peripheral findings were not reviewed. The optometrist must decide what to tell affected patients. Standard 19.1 requires openness: patients should be told what happened, what it means for them and what is being done, including any recall for review. Saying "the software missed it" without accepting the practice's role is unlikely to satisfy a regulator or a patient.
An apology or explanation is not usually an admission of legal liability, but it is sensible to notify your indemnity provider promptly when an incident may lead to a claim, as policies commonly require early notification. GOC Standard 12.2 requires adequate indemnity, and cover usually responds subject to its terms.
You can reduce the risk with these steps:
Related: GOC and College AI guidance, AI retinal photo screening, AI OCT analysis, AI scribes, the dental transparency guide and the optical AI hub.
Apex arranges PI for optometrists and optical practices. A broker can explain how your policy handles notifications and candour after an AI-related incident; see our optometrist PI guide.
The GOC has no AI-specific rule, but Standards 2 and 3 on communication and consent support telling them, and the College's draft guidance makes transparency with patients an expectation. It is good practice to explain briefly and record it.
Respect the objection where you can, record it and explain any effect on their care. You may be able to review the images without the AI tool. Where data would go to an external service, an objection is especially important to honour.
An apology or explanation is not usually an admission of legal liability. Standard 19.1 requires openness when things go wrong. Notify your indemnity provider promptly, as policies commonly require early notification of incidents.
A privacy notice helps meet data protection duties, but few patients read it. A short spoken explanation at the point of care, recorded in the notes, does more to support valid consent under Standard 3 and the transparency the College's draft guidance expects.
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